Research Security Components

The U.S. federal government requires research institutions that receive more than $50 million per year in federal science and engineering funding to operate a research security program. The University’s Research Security Program includes the following:

Disclosure Management

A Research Security Review is a process to evaluate international scholarly activities (such as collaborations, co-authorship, agreements, funding/support, data/material transfers) to identify and manage potential risks. The goal is to protect your research, the University, and U.S. interests, such as national security and economic competitiveness, from undue foreign influence, theft, or misuse.

Outside Activities and Interests

All teaching faculty and researchers must disclose all applicable outside activities, relationships, or interests with an external entity (e.g., company, organization, etc.) such as compensation, company ownership, foreign academic appointments, foreign research support, and travel (for researchers with federal grants) in COINS. See the following webpages for more information. Resource: See the Disclosure Requirements for Penn State Faculty (webpage) for helpful information on what activities require disclosure, prior approval, or further review under polices RP06 and AC80.

Other Support / Current & Pending Support

Most federal sponsors require disclosure of Other Support or Current & Pending Support in grant and contract applications. Information may be disclosed in a proposal, during the Just-In-Time process, in a progress report, or at any time deemed appropriate by the sponsor.

Most Federal sponsors are taking an expansive view of what should be disclosed. For example, if you are hosting a visiting scholar who receives funding from their home institution, you may need to disclose this as other support.

The Office for Research Protections (ORP) and the Office of Sponsored Programs (OSP) work together to support the disclosure process and are available to answer questions as needed.

Travel Security

International Travel Reporting: Faculty, staff and students traveling for University purposes (regardless of the funding source) must record international travel in the Global Safety Network database at least 30 days prior to departure as outlined in the University’s International Travel Requirements Policy TR01. This includes travel for international research, conferences, and internships.

Traveling with Electronic Devices:  Caution should be taken when traveling with laptops and other electronic data devices, as there is an increased risk that your devices may be compromised especially when traveling internationally.  Government authorities may ask you to provide access to electronic devices when entering or exiting a country.  It is a best practice to limit the number of devices and use a “clean” laptop with only what is needed for any presentations.

Review the following websites for more information.

Foreign Travel Security Training: Covered individuals will soon be required to complete foreign travel security training prior to international travel. This training must be completed once every six years. Through the coordination of the NSTC Subcommittee on Research Security, a foreign travel security training module will soon be made available by the federal government.

Learn More: For more information and assistance with planning and conducting international travel, please visit Global Program’s website.

Guidance for International Activities

Building Successful International Collaborations

Embarking on international research collaborations opens doors to new discoveries and impactful solutions. While the Penn State supports international collaborations, it is important to navigate these collaborations thoughtfully and carefully in order to protect your work, ensure compliance, and maintain the integrity of the University’s research enterprise.

Are you considering partnering with individuals or institutions abroad? Will your project involve signing agreements, sharing data or materials, or hosting international visitors? Understanding the potential risks, especially when interacting with entities in “countries of concern,” and knowing the steps to ensure compliance with U.S. regulations and University policies is paramount.

Learn More: Building Successful International Collaborations

Foreign Talent Recruitment Programs

The U.S. government has highlighted concerns about certain foreign government-sponsored programs designed to acquire U.S. scientific and technological advancements improperly. “Malign Foreign Talent Recruitment Programs” (MFTRPs) can pose significant risks to national security, economic security, and your research integrity, potentially creating serious conflicts of interest and commitment.

Participation in MFTRPs is prohibited for individuals receiving U.S. federal funding and by University policy. But what exactly constitutes an MFTRP? How can you identify one, and what are your obligations regarding disclosure and reporting?

Learn More: Foreign Talent Recruitment Programs

Export Controls

The Export Control Program maintains responsibility for establishing, implementing, and enforcing University-wide export compliance policies, procedures, and guidelines designed to meet or exceed the requirements of the various federal laws governing the export of goods, technology, and information, including compliance with ITAR, EAR, and OFAC regulations.

Foreign Visitors

A process for reviewing visitors to Penn State is part of the comprehensive approach to research security outlined in NSPM-33. The Visiting Scholars process is composed of reviews by a number of University offices to ensure that our esteemed visitors comply with regulatory requirements.

NOTE: Hosts of Visiting Scholars should be aware that effort from Visiting Scholars who have support from their home institutions may need to be disclosed as Other Support.

Cybersecurity

Cybersecurity is an expansive and complex area and its scope extends well beyond research. For purposes of research security, the following resources are helpful starting points.

Research taking place under government contracts may be subject to additional security controls. For assistance with this type of research, please email the Office of Information Security (OIS) at security@psu.edu.

Office for Research Protections

Address

200 Innovation Blvd.
Suite 110
University Park, PA 16802

The Office for Research Protections (ORP) ensures that research at the University is conducted in accordance with federal, state, and local regulations and guidelines that protect human participants, animals, students, and personnel involved with research.

Contact

Phone: (814) 865-1775

Email: orp@psu.edu